CUSIP No: 19249J109 Item 1. The average annualised rate of return for 27 of these 28 companies is a horrific -49%. By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Check the appropriate box to designate 78o). share, If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), 80a-3); A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); Group, in accordance with Rule13d-1(b)(1)(ii)(K). This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Heights Capital Management, Inc. has not filed a 13F report with a summary of holdings ever. the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired This is a list of 13D and 13G filings made in the last year (if any). Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. Subject: Author: Recs: Date Posted: 81201: Re: And the winner is..CVI Investments. TNXP got first involved with Lincoln Park in September 2017, when it entered into a securities purchase agreement for up to $15 million (17). 333-251454), Receive regular updates on FLEX Capital's latest news, plus upcoming events and interesting articles and webinars from the internet and software business landscape. pursuant to a Limited Power of Attorney, a copy of which is attached as ExhibitI hereto. The information required in the remainder Size of Investment - Private Equity vs. Venture Capital / Seed Investors. Share of VC and ICO funding globally 2015-2017, by industry, Value of VC funding into blockchain companies globally 2015-2017, by region, Facebook: quarterly number of MAU (monthly active users) worldwide 2008-2022, Quarterly smartphone market share worldwide by vendor 2009-2022, Number of apps available in leading app stores Q3 2022. height: 20px; this statement). data than referenced in the text. Green rows indicate new positions. CVI Investments, Inc. (ii) Heights Capital Management, Inc. These risks, uncertainties, assumptions and factors could adversely affect the outcome and financial effects of the plans and events described herein. Sus International Group (SIG) is a global quantitative trading firm headquartered outside of Philadelphia. (i) CVI Investments, Inc. (ii) Heights Capital Management, Inc. Company Act of 1940 (15 U.S.C. 2015-2023 Fintel Ventures LLC. Are you interested in testing our business solutions? Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. Please note that we will be comparing historical share prices to those of March 4, 2020, as this date precedes the Great Corona Crash. Citizenship 78c). Around mid-2015 a class action lawsuit was filed against the company. of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover By signing below each of the undersigned In addition, even if actual results or developments are consistent with the forward-looking statements contained in this press release, those results or developments may not be indicative of results or developments in future periods. 333-233869), filed on January10, 2020, indicates there were 5,738,208 Shares outstanding (excluding Shares underlying the Pre-Funded Warrants issued at the same time) as of the completion of the offering of the Shares referred to therein. or Control Person, Identification and Classification of Members of the No securities of Biocartis may be offered or sold in the United States of America absent registration with the United States Securities and Exchange Commission or an exemption from registration under the U.S. Securities Act of 1933, as amended. If this statement is filed pursuant to 240.13d-1(b)or 240.13d-2(b)or (c), check whether the person plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding BEAG now dwells in the grey market (also known as the OTC cemetery) where it currently trades at less than $0.05 after having reached $3.50 pre SEC suspension. best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this SIG Susquehanna International has the largest put position open against PROG. You can read more about your cookie choices at our privacy policyhere. certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit VStock transfer is/was also the transfer agent of BEAG (Blue Eagle Lithium). The address of the principal business office of CVI Investments, Inc. is: P.O. Capital Management, Inc. is: Citizenship is set forth in Row 4 of the cover page Edit Lists Featuring This Company Section, Germany Companies With Fewer Than 1000 Employees (Top 10K). Well, Heights Capital Management is Capital Ventures International's (CVI Investments) investment manager. Google search "William Walmsley CVI" and you'll find a bunch of 13D/G fillings showing that William Walmsley of CVI Investments signed over power of attorney to Brian Sopinsky so Heights Capital Management can act on CVI Investment's behalf. Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. At the time its share price stood at $431 on March 4, 2020 it stood at little above $1. and delivering in the name of the Company all applications, contracts, agreements, notes, statements, certificates, proxies and In order to illustrate CVI Investments investments we will first take a closer look at three of the companies it has been involved with over the last couple of years that have also recently exhibited unusual price behaviour. It ended up getting into serious trouble with the SEC, who went to suspend its trading on July 1, 2019 because of lack of accuracy of publicly available information and unusual unexplained market activity (9). By accepting all cookies, you agree to our use of cookies to deliver and maintain our services and site, improve the quality of Reddit, personalize Reddit content and advertising, and measure the effectiveness of advertising. By rejecting non-essential cookies, Reddit may still use certain cookies to ensure the proper functionality of our platform. 78c). The plaintiffs in the lawsuit claimed that PTI(E) and the individual defendants caused shares in PTI(E) to trade at an artificially high price by concealing certain information from the public regarding the REMOXY FDA-approval process. if (i > from && i <= to) { Class, Ownership of More than Five Percent on } any other instruments of whatever kind and nature as may be necessary or proper in connection with the entering into of such transactions, 80a-3); A non-U.S. institution Idylla's continuously expanding menu of molecular diagnostic tests address key unmet clinical needs, with a focus in oncology. of the Group. }, See Full List: All Stocks Held By CVI Holdings LLC 240.13d-2(b)or (c), check whether the person filing is a: Broker or dealer All of the content in our short reports and trade alerts is discussed here hours/days ahead of publication in addition to several other short trading opportunities. Privacy Policy. 1813); A church plan that is excluded from the definition of an investment company under Section3(c)(14) of of the Act (however, see the Notes). Reason for the notifications: Acquisition or disposal of voting securities or voting rights. This website is provided as is without any representations or warranties, express or implied. document.getElementById(imgid).src='https://www.holdingschannel.com/open.gif'; Item 5. And beginner investors should treat them with extreme caution. We are happy to help. rulepursuant to which this Schedule is filed: *The remainder of this cover pageshall As a result, the Company expressly disclaims any obligation or undertaking to release any updates or revisions to any forward-looking statements in this press release as a result of any change in expectations or any change in events, conditions, assumptions or circumstances on which these forward-looking statements are based, except if specifically required to do so by law or regulation. Little information relating to CVI Investments can be found online besides that which can be found in SEC filings. The most concerning of these red flags being paid promotion. We believe the share price chart since its inception is rather telling. 78c). the Investment Company Act of 1940 (15 U.S.C. SIG Susquehanna International has the . CVI Holdings LLCHEIGHTS CAPITAL MANAGEMENT INCCVI Investments Inc. CVI Holdings LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from CVI Holdings LLC 13F filings. After reasonable inquiry and to the best into transactions on behalf and for the account of the Company; and to take all actions on behalf of the Company as may be necessary CVI Investments Inc c/o Heights Capital Management Short Positions for CVI Investments Inc c/o Heights Capital Management CVI Investments Inc c/o Heights Capital Management. Warrants). var imgid = 'ocimg' + from; that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial Before joining please contact us. which through its officers, directors and employees is hereby formally granted limited power of attorney for the purpose of entering Item 2 (b). Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the Heights Capital Management has made 146 investments. If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), 80a-8). According to the disclaimer CODX paid $110,000 for these pump newsletters. Inc. to enter into transactions in certain designated areas as defined in the Discretionary Investment Management Agreement attached Heights Capital Management, Inc., which serves as Investment company Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. As it has turned out, hedge fund CVI Investments ("CVI"), a division of Heights Capital Management specialized on small and micro cap equity financing transactions, appears to be the main . Address of Principal Business Office or, if none, Residence The address of the principal business office of CVI Investments, Inc. is: P.O. Ownership of Five Percent or Less of a Class, Ownership of More than Five Percent on Behalf of Another registered under Section8 of the Investment Company Act of 1940 (15 U.S.C. The most important key figures provide you with a compact summary of the topic of "Venture capital worldwide" and take you straight to the corresponding statistics. INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT, TO 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED, Common Stock, $0.0001 par value per share, (Date of Event Which Requires Filing of this Statement). The information required in the remainder Furthermore, CODX has also been recently involved with Sabby Management, another so-called infamous entity among small publicly traded companies. This text provides general information. each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. We produce in-depth, client-focused information as well as political and investment analysis on the key events and policy debates that impact specific sectors and the broader economic picture. This Agreement may be executed in two or more counterparts, each of which shall 80a-3); A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); Group, in accordance with Rule 13d-1(b)(1)(ii)(K). Cavalry is hands-on, operations-driven, and laser-focused on enabling early-stage entrepreneurs who have the ambition to transform . All rights reserved. Fintel is a registered trademark. } The notifications are based on a denominator amounting to 92,061,563, it being noted that the denominator as of today amounts to 92,989,699 as disclosed on 22 December 2022. par value per share (the Shares). This statement is filed by the entities listed below, This press release is not for distribution, directly or indirectly, in any jurisdiction where to do so would be unlawful. SAVA was formerly known as Pain Therapeutics (PTIE), and it is a company that is no stranger to controversy. Ownership of Five Percent or Less of a class of securities, check the following: . in accordance with 240.13d-1(b)(1)(ii)(J); Group, in accordance situated at PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands. INFORMATION TO BE INCLUDED IN STATEMENTS } .putrow { background-color: #FFEEEE; font-size: 11px; font-style: italic; padding-right:3px; } Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company On January 10, 2020, well known promoters such as OTCtipReporter, Buzzstocks.com, James Connelly (aka Penny Stock Prophet), HotOTC, BullRally and other, sent out premarket alerts promoting CODX. Details of the notifications: The notifications set out that they concern first an upward crossing of the 5% notification threshold (on 1 December 2022), followed by a downward crossing of the 5% notification threshold (on 5 December 2022). Citizenship } else { WHEREAS, by agreement dated July Statista assumes no ** Heights Capital Management, Inc. is the investment manager Box 309GT Ugland House South Church Street George Town Grand Cayman Experienced team with 140+ investments. Heights Capital Management, founded in 1996 and based in San Francisco, CA, is a private equity firm focusing on PIPE investment (private investments in public equity) in emerging growth companies. Shares which might have been immediately sold considering the extremely high daily trading volumes that have taken place during the last few days (we must emphasise that this is pure speculation from our part as we do not know the nuances of securities laws relating to SPAs). I'm 99.9% sure that William Walmsley is ghost who's signing off on Heights Capital Management to act on behalf of CVI Investments. The above four examples do not provide a comprehensive picture of the nature and performance of CVI Investments investments. The Idylla platform is a fully automated sample-to-result, real-time PCR (Polymerase Chain Reaction) based system designed to offer in-house access to accurate molecular information in a minimum amount of time for faster, informed treatment decisions. 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