Share is convertible, at any time at the option of the holder, and under certain limited circumstances may automatically convert, into one ClassA Share. After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set As one of two trustees of a charitable The CB Insights tech market intelligence platform analyzes millions of data points on vendors, products, partnerships, and patents to help your team find their next technology solution. or to simply have an email sent to you whenever we receive a new Join to view profile. HTTPS://WWW.FACEBOOK.COM/NUVEENINVESTMENTS/ CBI websites generally use certain cookies to enable better interactions with. All text and design is copyright 2020 WhaleWisdom.com. Rauth), who also is one of the (IVF3). July 17, 2020, by (ii) the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr. Duca was entitled to acquire by conversion of his Class B Shares at any time Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. In accordance with Section 13(d) of the 1934 Act, Mr. Rauths beneficial ownership percentage was into a like number of ClassA Shares and made charitable gifts of those ClassA Shares. Amendment No. Who is Igsb Bulldog Ii. Partner @ Investment Group of Santa Barbara; U.S. SEC Filings include 13F quarterly reports, 13D/G events and more. Investment Group of Santa Barbara, LLC: 0 . SANTA BARBARA, CA Omega Financial Group is a hedge fund with 284 clients and discretionary assets under management (AUM) of $373,259,185 (Form ADV from 2022-07-14). or to simply have an email sent to you whenever we receive a new Investment Advisor Their last reported 13F filing for Q4 2022 included $250,139,643 in managed 13F securities and a top 10 holdings concentration of 68.05%. The easy, mile-long Coastal Valley Trail leads to the rookery overlook. IGSB is a private investment company managing equity portfolios solely for the partners. over all Company Shares owned by IVP3 and IVF3. Accordingly, Venture Fund 3s beneficial ownership percentage, as of July 17, 2020, was determined, in accordance with Section 13(d) of the 1934 Act, by (i) dividing the number of Class A Shares that Venture directors of the Company. Omega Financial Group's largest holding is iShares U.S. Real Estate ETF- with shares held of 134,407. S&P 500WhaleScore is the manager of IVP 3 and IVF 3. For agencies, we are an easy-to-use multi-carrier portal that will help you deliver commercial insurance to small business clients in minutes, not hours or days. of his Class B Shares. This will schedule a job to export all requested 13f holdings data for this filer. OriginalWhaleScore LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. As a result of the above-described distributions of those ClassB Shares by On July15, 2020, pursuant to a 10(b)5-1 plan, Mr.Rauth converted a total of provisions of the Act (however, see the Notes). ClassBShares. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated portfolio and significant strategic involvement. ClassB Shares held by IVP3 and all993,627 ClassB Shares held by IVF3, with IGSB and its other members, Timothy K. Bliss and William R. Rauth III. 1482 E Valley Rd Ste L, Santa Barbara, California, 93108, United States. 4 as AppFolio or the Company.). You are limited to the prior 8 quarters of 13F filings. Prior to founding Dragoneer, Marc was a portfolio manager at the Investment Group of Santa Barbara, where he was the partner in charge of the firm's Hong Kong office. Santa Barbara, LLC (IGSB) was determined by (i)dividing the sum of the number of outstanding Class A Shares beneficially owned by IGSB as of July17, 2020, plus the number of the Class A Shares which IGSB had the right to divided by the total MV of the fund. Edit Lists Featuring This Company Section, Early Stage Venture Investors with Investments in San Francisco, California, Investors Active in Boston, Massachusetts. CHECK IF DISCLOSURE OF LEGAL Form D is a form used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. possesses sole beneficial ownership has increased to an aggregate of 1,540,031ClassB Shares. acquire, within the succeeding 60 days, by conversion of its Class B Shares, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that IGSB was You must have a subscription to view WhaleScore histories. The 200-pound critters inhabit a beach below a cliff in the Carpinteria Bluffs Nature Preserve. However, none of Messrs. Bliss, Duca and Rauth may, individually, exercise - Director, TRIGG WILLIAM SHANE Shares which Venture Fund 3 was entitled to acquire, by conversion of its Class B Shares, at any time within the 60 days next succeeding July 17, 2020. ? other parties to whom copies are to be sent. CHIEF LEGAL OFFICER, WILSON ANN M Under the Securities Exchange Act of 1934, Class A Common Stock, par value $0.0001 per share, (Name, the MV of securities sold, whichever is less, Founder & Partner, Investment Group of Santa Barbara Education Stanford Graduate School of Business, MBA (Master of Business Administration) University of California, Santa Barbara, Degree Gender Male Total Investments 0 Email re Loremi@psu Phone +1 (805) 000-0000 Address 1485 East Valley Road Suite L Santa Barbara, CA 93108 United States Data provided by Interactive Brokers. ownership percentage of Investment Group of Santa Barbara, LLC (hereinafter IGSBLLC) was determined by dividing the 13,072 ClassA Shares beneficially owned by IGSBLLC on the date of this Amendment No4 to Schedule (2) Mr.Bliss possesses sole voting and dispositive power with respect to 1,340,020 Company Shares. Messrs.Bliss, Duca and Rauth are the managing members of IGSB and may be deemed to How do I update this listing? 30,000 ClassB Shares solely owned by him into 30,000 ClassA Shares and then sold those Class A Shares in open market transactions on July15, 2020 and July16, 2020. He also shares voting and dispositive In accordance with Section 13(d) of the 1934 Act, the beneficial ownership percentage of Investment Group of SANTA BARBARA, CA Investment Group of Santa Barbara Completes Purchase of $52 Million of AppFolio, Inc. Stock. 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on the Reporting Date. Guiding Your Wealth Across Generations. This Amendment Persons) filed with the Securities and Exchange Commission (the SEC), pursuant to Rule 13d-2 under the 1934 Act, a Schedule13D relating to the shares of ClassA Common Stock, par Create Email Alert, ***Log In or No survivorship bias. Download 13F Summary Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Imagine a future when insurance carriers can seamlessly embed their products in online banking, accounting, or wealth management platforms. SEC form, multiple filers or classes of filers, and much more.***. Sign-up Santa Barbara, California, United States . the succeeding 60 days, by conversion of his ClassB Shares. Detailed Profile of CARBONE BARBARA portfolio of holdings. and Amendment No. The Investments courses comprise an intensive overview of active fundamental investing in both the public and private equity markets. Whalewisdom has at least 54 13F filings. Shares by IVP3 and IVF3, effective December1, 2021 Mr.Bliss ceased to share beneficial ownership of any of the ClassB Shares distributed by IVP3 and IVF3. Our mission is to connect insurance to the world. [1]: When completed, an email will be sent to the email address you specify Santa Barbara, CA -- August 18, 2009. Download 13F Summary Alt Turnover is calculated by taking either the total MV of new purchases or Accordingly, IGSB and Messrs.Bliss, Duca and Rauth may be deemed to share beneficial ownership over 2009. 60days next succeeding December23, 2021, by (ii)the sum of the number of the Companys ClassA Shares that were outstanding on the Reporting Date, plus the number of ClassA Shares that Mr.Rauth was entitled to In addition, as one of the of the Company; Maurice J. Duca, an individual (Mr. In accordance with Section 13d of the 1934 Act, Mr. Bliss beneficial ownership percentage was determined Santa Barbara, California, United States615 followers 500+ connections. PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e). Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98%. One of its initial investments, a $160 million bet on cold-storage firm Lineage Logistics, appreciated over 150% during the pandemic. All text and design is copyright 2020 WhaleWisdom.com. investors in those investments funds. AppFolio, Inc. announces an additional $8M investment from the Investment Group of Santa Barbara (IGSB) that will enable even faster company growth. IGSB Internal Venture Fund III, LLC (Venture Fund 3) does not own any of the outstanding All text and design is copyright 2020 WhaleWisdom.com. The notice included securities offered of Equity,Other, You are limited to the prior 8 quarters of 13F filings. [2]: - > 10% Owner, Hancock Horizon Quantitative Long/Short Fund, Multi-Manager Directional Alternative Strategies Fund, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, Grant, award or other acquisition pursuant to Rule 16b-3(d), Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e), Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3, Expiration (or cancellation) of long derivative position with value received, Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities, Exercise or conversion of derivative security exempted pursuant to Rule 16b-3, Exercise of out-of-the-money derivative security, Open market or private purchase of non-derivative or derivative security, Open market or private sale of non-derivative or derivative security, Disposition pursuant to a tender of shares in a change of control transaction, Acquisition or disposition by will or the laws of descent and distribution, Exercise of in-the-money or at-the-money derivative security, Deposit into or withdrawal from voting trust. 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